Tag: FINRA Series
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There’s a big difference between exam prep products and Pre-Licensing Education. In the insurance industry, many states are “exam prep” states. That means you just have to pass the licensing exam in a proctored test center and a “certificate of completion” is not required. To be clear, both approaches require test takers’ commitment and study…
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What is the FINRA Series 24? For veterans in financial services that are ready to take on broader leadership responsibilities, the FINRA Series 24 license represents the pinnacle of principal-level qualifications. Unlike the Series 9/10 which focuses on sales supervision, the Series 24—known as the General Securities Principal Qualification Examination—qualifies you to supervise all aspects…
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What is the FINRA Series 65? For veterans and transitioning servicemembers exploring civilian careers in financial services, the FINRA Series 65 license represents a unique and powerful credential. Unlike licenses that authorize you to sell securities products, the Series 65 qualifies you to provide fee-based investment advice as an Investment Adviser Representative (IAR)—a role that…
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What is the FINRA Series 63? As you transition from military service to a civilian career in financial services, you’ll encounter a licensing landscape that can seem complex at first glance. Among the various credentials you’ll need, the Series 63 license stands out as an essential requirement for conducting securities business in most U.S. states.…
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What is the FINRA Series 6? For veterans and transitioning servicemembers exploring civilian career opportunities, the financial services industry offers accessible entry points that align well with military skills and experience. One of the most practical credentials for entering this field is the FINRA Series 6 license, which allows you to sell packaged investment products…