Tag: FINRA
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What is the FINRA Series 24? For veterans in financial services that are ready to take on broader leadership responsibilities, the FINRA Series 24 license represents the pinnacle of principal-level qualifications. Unlike the Series 9/10 which focuses on sales supervision, the Series 24—known as the General Securities Principal Qualification Examination—qualifies you to supervise all aspects…
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What is the FINRA Series 63? As you transition from military service to a civilian career in financial services, you’ll encounter a licensing landscape that can seem complex at first glance. Among the various credentials you’ll need, the Series 63 license stands out as an essential requirement for conducting securities business in most U.S. states.…